EANS-Voting Rights: UNIQA Insurance Group AG
Publication of a participation
notification according to art. 135 para. 2 Stock Exchange Act - ATTACHMENT
-------------------------------------------------------------------------------- Notification of voting rights transmitted by euro adhoc with the aim of a Europe-wide distribution. The issuer is responsible for the content of this announcement. -------------------------------------------------------------------------------- Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018 Overview ______________________________________________________________________________ |1._Issuer:_UNIQA_Insurance_Group_AG______________________________|____________| |2._Reason_for_the_notification:_Other____________________________|____________| |3. Person subject to notification obligation | | |Acting_in_concert_(Sec._133_No._7_BörseG_2018)___________________|____________| |_First_name_|______Name/Surname_______|____City____|___Country___|____________| | |RAIFFEISENLANDESBANK |Vienna |Austria | | |____________|NIEDERÖSTERREICH-WIEN_AG_|____________|_____________|____________| |____________|RLB_NÖ-Wien_Holding_GmbH_|Vienna______|Austria______|____________| | |RLB NÖ-Wien |Vienna |Austria | | |____________|Sektorbeteiligungs_GmbH__|____________|_____________|____________| | |Raiffeisen-Landesbank |Innsbruck |Austria | | |____________|Tirol_AG_________________|____________|_____________|____________| | |Raiffeisenlandesbank | | | | | |Oberösterreich |Linz |Austria | | |____________|Aktiengesellschaft_______|____________|_____________|____________| |____________|RLB_OÖ_Sektorholding_GmbH|Linz________|Austria______|____________| | |RLB OÖ | | | | | |Unternehmensbeteiligungs |Linz |Austria | | |____________|GmbH_____________________|____________|_____________|____________| | |Raiffeisen-Landesbank |Graz |Austria | | |____________|Steiermark_AG____________|____________|_____________|____________| |____________|HST_Beteiligungs_GmbH____|Graz________|Austria______|____________| |____________|HSE_Beteiligungs_GmbH____|Graz________|Austria______|____________| | |Raiffeisenlandesbank | | | | | |Kärnten - Rechenzentrum | | | | | |und Revisionsverband, |Klagenfurt |Austria | | | |registrierte | | | | | |Genossenschaft mit | | | | |____________|beschränkter_Haftung_____|____________|_____________|____________| |____________|RLB_Verwaltungs_GmbH_____|Klagenfurt__|Austria______|____________| | |Raiffeisenlandesbank | | | | | |Burgenland und |Eisenstadt |Austria | | |____________|Revisionsverband_eGen____|____________|_____________|____________| | |Raiffeisenverband |Salzburg |Austria | | |____________|Salzburg_eGen____________|____________|_____________|____________| | |Agroconsult Austria |Salzburg |Austria | | |____________|Gesellschaft_m.b.H_______|____________|_____________|____________| | |Raiffeisenlandesbank | | | | | |Vorarlberg Waren- und | | | | | |Revisionsverband |Bregenz |Austria | | | |registrierte | | | | | |Genossenschaft mit | | | | |____________|beschränkter_Haftung_____|____________|_____________|____________| | |Raiffeisen Bank |Vienna |Austria | | |____________|International_AG_________|____________|_____________|____________| |____________|RZB_-_BLS_Holding_GmbH___|Vienna______|Austria______|____________| | |RZB | | | | | |Versicherungsbeteiligung |Vienna |Austria | | |____________|GmbH_____________________|____________|_____________|____________| | |UNIQA Versicherungsverein|Vienna |Austria | | |____________|Privatstiftung___________|____________|_____________|____________| | |Austria | | | | | |Versicherungsverein |Vienna |Austria | | | |Beteiligungs-Verwaltungs | | | | |____________|GmbH_____________________|____________|_____________|____________| | |Collegialität | | | | | |Versicherungsverein |Vienna |Austria | | |____________|Privatstiftung___________|____________|_____________|____________| |4._Name_of_shareholder(s):_see_sections_8._and_10._______________|____________| |5._Date_on_which_the_threshold_was_crossed_or_reached:_24.08.2018|____________| |6._Total_positions_______________________________________________|____________| | | |% of voting | | | | | | rights | | | | |% of voting | through |Total of both|Total number | | | rights | financial/ | in % (7.A + | of voting | | |attached to | other | 7.B) | rights of | | |shares (7.A)|instruments | | issuer | | | | (7.B.1 + | | | |________________________|____________|___7.B.2)___|_____________|_____________| | Resulting situation on | | | | | | the date on which | 62.51 % | 0.00 % | 62.51 % | 309,000,000 | |threshold was crossed / | | | | | |________reached_________|____________|____________|_____________|_____________| | Position of previous | | | | | | notification (if | 62.51 % | 0.00 % | 62.51 % | | |______applicable)_______|____________|____________|_____________|_____________| Details 7. Notified details of the resulting situation: ______________________________________________________________________________ |A:_Voting_rights_attached_to_shares___________________________________________| | |____Number_of_voting_rights____|_______%_of_voting_rights_______| | | Direct | Indirect | Direct | Indirect | | ISIN Code |(Sec 130 BörseG|(Sec 133 BörseG|(Sec 130 BörseG|(Sec 133 BörseG | |_____________|_____2018)_____|_____2018)_____|_____2018)_____|_____2018)______| |AT0000821103_|_______________|____193,143,303|_______________|_________62.51_%| |_SUBTOTAL_A__|__________193,143,303__________|____________62.51_%_____________| ______________________________________________________________________________ |B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG | |2018__________________________________________________________________________| | | | |Number of voting | | | | | | rights that may | | | Type of | | | be | % of voting | | instrument |Expiration Date|Exercise Period|acquired if the | rights | | | | | instrument is | | |_____________|_______________|_______________|____exercised____|______________| |_____________|_______________|_SUBTOTAL_B.1__|_________________|______________| _____________________________________________________________________________ |B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG | |2018_________________________________________________________________________| | Type of | Expiration | Exercise | Physical / | Number of |% of voting | |instrument | Date | Period | Cash |voting rights| rights | |___________|____________|___________|_Settlement__|_____________|____________| |___________|____________|___________|SUBTOTAL_B.2_|_____________|____________| _____________________________________________________________________________ |8. Information in relation to the person subject to the notification | |obligation: | | | |Full chain of controlled undertakings through which the voting rights and/or | |the financial/other instruments are effectively held starting with the | |ultimate_controlling_natural_person_or_legal_entity:_________________________| | | | | |Financial/ | | | | | Directly | Shares | other | | | No. | Name |controlled| held |instruments| Total of | | | | by No. |directly | held | both (%) | | | | | (%) | directly | | |______|________________________|__________|__________|____(%)____|___________| | |RAIFFEISEN-HOLDING | | | | | | |NIEDERÖSTERREICH-WIEN | | | | | | 1 |registrierte | | | | | | |Genossenschaft mit | | | | | |______|beschränkter_Haftung____|__________|__________|___________|___________| | 2 |RAIFFEISENLANDESBANK | 1 | | | | |______|NIEDERÖSTERREICH-WIEN_AG|__________|__________|___________|___________| |__3___|RLB_NÖ-Wien_Holding_GmbH|____2_____|__________|___________|___________| | 4 |RLB NÖ-Wien | 3 | | | | |______|Sektorbeteiligungs_GmbH_|__________|__________|___________|___________| | 5 |Raiffeisen-Landesbank | | | | | |______|Tirol_AG________________|__________|__________|___________|___________| | 6 |Raiffeisenbankengruppe | | | | | |______|OÖ_Verbund_eGen_________|__________|__________|___________|___________| | |Raiffeisenlandesbank | | | | | | 7 |Oberösterreich | 6 | | | | |______|Aktiengesellschaft______|__________|__________|___________|___________| | 8 |RLB OÖ Sektorholding | 7 | | | | |______|GmbH____________________|__________|__________|___________|___________| | |RLB OÖ | | | | | | 9 |Unternehmensbeteiligungs| 8 | | | | |______|GmbH____________________|__________|__________|___________|___________| |__10__|RLB-Stmk_Verbund_eGen___|__________|__________|___________|___________| |__11__|RLB-Stmk_Holding_eGen___|____10____|__________|___________|___________| | 12 |Raiffeisen-Landesbank | 11 | | | | |______|Steiermark_AG___________|__________|__________|___________|___________| |__13__|HST_Beteiligungs_GmbH___|____12____|__________|___________|___________| |__14__|HSE_Beteiligungs_GmbH___|____13____|__________|___________|___________| | |Raiffeisenlandesbank | | | | | | |Kärnten - Rechenzentrum | | | | | | 15 |und Revisionsverband, | | | | | | |registrierte | | | | | | |Genossenschaft mit | | | | | |______|beschränkter_Haftung____|__________|__________|___________|___________| |__16__|RLB_Verwaltungs_GmbH____|____15____|__________|___________|___________| | |Raiffeisenlandesbank | | | | | | 17 |Burgenland und | | | | | |______|Revisionsverband_eGen___|__________|__________|___________|___________| | 18 |Raiffeisenverband | | | | | |______|Salzburg_eGen___________|__________|__________|___________|___________| | 19 |Agroconsult Austria | 18 | | | | |______|Gesellschaft_m.b.H______|__________|__________|___________|___________| | |Raiffeisenlandesbank | | | | | | |Vorarlberg Waren- und | | | | | | 20 |Revisionsverband | | | | | | |registrierte | | | | | | |Genossenschaft mit | | | | | |______|beschränkter_Haftung____|__________|__________|___________|___________| | 21 |Raiffeisen Bank | | | | | |______|International_AG________|__________|__________|____________|__________| |__22__|RZB-BLS_Holding_GmbH____|____21____|__________|____________|__________| | |RZB | | | | | | 23 |Versicherungsbeteiligung| 22 | 10.87 %| | 10.87 %| |______|GmbH____________________|__________|__________|____________|__________| | |UNIQA | | | | | | 24 |Versicherungsverein | | 7.67 %| | 7.67 %| |______|Privatstiftung__________|__________|__________|____________|__________| | |Austria | | | | | | 25 |Versicherungsverein | 24 | 41.33 %| | 41.33 %| | |Beteiligungs-Verwaltungs| | | | | |______|GmbH____________________|__________|__________|____________|__________| | |Collegialität | | | | | | 26 |Versicherungsverein | | 2.63 %| | 2.63 %| |______|Privatstiftung__________|__________|__________|____________|__________| 9. In case of proxy voting Date of general meeting: - Voting rights after general meeting: - is equivalent to - voting rights. 10. Additional Information: 1. RLB Unternehmensbeteiligungs GmbH resigned from the circle of reciprocal attribution pursuant to sections 132, 133 item 7 of the Austrian Stock Exchange Act 2018 as parties acting in concert (section 1 item 6 Austrian Takeover Act) based on the existing shareholders agreement regarding Raiffeisen Bank International AG (No. 21) ("RBI") between the companies listed above under section 8, No. 2, 5, 7, 12, 15, 17, 18, and 20 (Raiffeisen-Landesbanken) and No. 3, 4, 8, 9, 13, 14, 16 and 19 (direct and indirect subsidiaries of Raiffeisen- Landesbanken) that each directly or indirectly hold shares in RBI ("RBI- Syndicate") due to its merger with RLB Verwaltungs GmbH effective with 24.08.2018 (registration in commercial register). RLB Unternehmensbeteiligungs GmbH as transferring company ceased to exist as a result of the merger. 2. The voting rights arising from in sum 193,143,303 shares in UNIQA Insurance Group AG ("UNIQA") corresponding to a relevant interest of 62.51% attributable to RBI according to the UNIQA-Syndicate (section 10.4) were also attributable to RLB Unternehmensbeteiligungs GmbH pursuant to sections 132, 133 item 7 of the Austrian Stock Exchange Act 2018 as party acting in concert (section 1 item 6 Austrian Takeover Act). This attribution ceased effective with 24.08.2018. Thus RLB Unternehmensbeteiligungs GmbH fell below the reporting thresholds of 50, 45, 40, 35, 30, 25, 20, 15, 10, 5 and 4%. 3. Unaffected from the withdrawal of RLB Unternehmensbeteiligungs GmbH from the circle of reciprocal attribution, the direct or indirect voting rights arising from in total 193,143,303 shares in RBI, corresponding to a relevant interest of 62.51%, are attributable reciprocally as mentioned under section 10.4 in an unchanged manner pursuant to sections 132, 133 item 7 of the Austrian Stock Exchange Act 2018 as parties acting in concert (section 1 item 6 Austrian Takeover Act) to each of those companies listed above under section 8, No. 2, 5, 7, 12, 15, 17, 18, and 20 (Raiffeisen-Landesbanken) and No. 3, 4, 8, 9, 13, 14, 16 and 19 (direct and indirect subsidiaries of Raiffeisen-Landesbanken) which either directly or indirectly hold shares in RBI. The voting rights are as well still attributable pursuant to sections 132, 133 item 4 of the Austrian Stock Exchange Act 2018 to the companies (No. 1, 6, 10, 11) that hold controlling interests in one of the Raiffeisen-Landesbanks. 4. It is also clarified that the reciprocal attribution of the voting rights arising from a total of 193,143,303 shares in UNIQA, corresponding to 62.51% pursuant to sections 132, 133 item 1 of the Austrian Stock Exchange Act 2018 to UNIQA Versicherungsverein Privatstiftung, Austria Versicherungsverein Beteiligungs-Verwaltungs GmbH, Collegialität Versicherungsverein Privatstiftung, RBI, RZB - BLS Holding GmbH and RZB Versicherungsbeteiligung GmbH according to the shareholders' agreement ("UNIQA-Syndicate") remains unchanged. Further inquiry note: UNIQA Insurance Group AG Communication Untere Donaustraße 21 A-1029 Wien Tel. : +43 (1) 21175-3414 E-Mail: presse@uniqa.at end of announcement euro adhoc -------------------------------------------------------------------------------- Attachments with Announcement: ---------------------------------------------- http://resources.euroadhoc.com/documents/139/6/10200979/1/Stimmrechtsmeldung-UNIQA_en.pdf issuer: UNIQA Insurance Group AG Untere Donaustraße 21 A-1029 Wien phone: 01/211 75-0 FAX: mail: investor.relations@uniqa.at WWW: http://www.uniqagroup.com ISIN: AT0000821103 indexes: WBI, ATX stockmarkets: Wien language: English
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